The Importance of BCM Internal Audit

An internal audit is a critical component of any effective Business Continuity Management System (BCMS). It provides a systematic and disciplined approach to evaluate and improve the organization's ability to continue operations during disruptive incidents.
Internal audit is not just about compliance; it is about ensuring that the
BCMS is efficient, effective, and continuously improving. Why BCM Internal Audit is
Important: ·
Ensures Compliance: Validates that the BCMS complies with relevant standards,
laws, and internal policies. ·
Identifies Gaps and
Weaknesses: Reveals
areas where the BCMS may not be fully effective, allowing for improvement
before a real incident occurs. ·
Supports Continual
Improvement: Provides
recommendations for enhancing the BCMS based on findings and observations. ·
Enhances Organizational
Resilience: Strengthens
the organization's overall resilience by regularly assessing and improving
its continuity capabilities. Planning and Conducting BCM
Internal Audits The process of planning and
conducting a BCM internal audit should be structured and systematic. ISO
19011 provides guidance on auditing management systems, including BCMS. Key
steps include: 1.
Define the Audit Objectives and Scope: ·
Clearly outline what aspects of the
BCMS will be audited. ·
Define whether the focus will be on
specific departments, processes, or the entire BCMS. 2. Prepare the Audit Plan: ·
Develop a plan covering audit
activities, timelines, criteria, and resources. ·
Assign qualified and impartial
auditors with the appropriate expertise. 3. Conduct the Audit: ·
Gather evidence through interviews,
document reviews, and observations. ·
Assess the effectiveness of
controls, processes, and procedures. 4. Report the Findings: ·
Document non-conformities,
observations, and areas for improvement. ·
Provide clear, actionable
recommendations. 5. Follow-Up Actions: ·
Ensure corrective actions are taken
and verified within a reasonable timeframe. ·
Document lessons learned and update
the BCMS as necessary. 6.
Key Considerations: 7. Audits
should be conducted at planned intervals. 8. Auditors must be
independent and objective. 9.Results should feed into
the organization’s management review and continual improvement process. Some organizations may not have
effective and competent internal audit departments. Therefore, they may have
to contract professional external auditors or certification bodies to plan
and conduct their internal audit missions. Does your organization conduct
regular internal audits of its BCMS? How do you ensure these audits lead to
continual improvement? |
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